Our Regulation & Compliance practice

Helping you navigate regulation and compliance in financial services

Our Capabilities!

In this section, you will find a selection of solution materials, methodologies and case studies from each of our specialist practice areas.

NextWave Partner – Suade

Suade harnesses the wisdom of the community to empower financial institutions with transformational technology.

NextWave Partner – Knights Analytics

Knights Analytics helps you quickly convert your data into a clean, high quality and ready-to-use asset.

NextWave Partner – RequirementOne

RequirementOne helps companies to action regulatory change.

Knights Analytics | AI Data Management

Automated data management platform with rapid time to value. Bring your data to life with Knights Analytics advanced entity resolution technology.

Regulatory Horizon Scanner | Nextwave Consulting

An AI powered solution using structured, unstructured data and best in class workflow tooling

Regulatory Horizon Scanning | Perspectives

Blog article explaining how regulatory horizon scanning can help organisations stay compliant.

Regulatory Horizon Scanning white paper

White paper on Regulatory Horizon Scanning

Video – Regulatory Horizon Scanning

Explore the capabilities of Regulatory Horizon Scanning.

Regulatory Horizon Scanner

Introduction flyer – Regulatory Horizon Scanner

Governance, risk and compliance solution of the year: Kaizen Reporting - Risk.net

Asia Risk Awards 2022

Kaizen Reporting events

Kaizen are on a mission to transform the quality of regulatory reporting in the financial services industry. They’ve combined regulatory expertise with advanced technology to develop our multi-award winning automated services for trade and transaction reporting assurance, shareholding disclosure and our new Single Rulebook digital platform. It’s their forensic focus on data accuracy that sets them apart and they are proud to call many of the world’s largest banks, asset managers, hedge funds and brokers as our clients. Whether it’s MiFIR, EMIR, Dodd Frank, SFTR, another G20 regulation, or the global shareholding disclosure rules, Kaizen exists to help their clients reduce costs, improve quality and increase confidence in their regulatory reporting.